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Benefits Intelligence/Broker Directory/Illinois

Cetera Financial Specialists LLC

Schaumburg, IL

Cetera Financial Specialists LLC of Schaumburg, IL is the broker of record on 27 Form 5500 Schedule A filings covering 17 employer benefit plans across 9 states, with $620,464 in reported broker commissions (plan year 2025).

Employer clients
17
distinct plan sponsors
Schedule A filings
27
States served
9
Reported commissions
$620,464
plan year 2025
Reported fees
$3,521

Quick answer

Cetera Financial Specialists LLC (Schaumburg, IL) is the broker of record for 17 employer benefit plan sponsors on 27 Form 5500 Schedule A filings, plan year 2025.

How many employer clients does Cetera Financial Specialists LLC have?
Cetera Financial Specialists LLC is named as broker on Form 5500 Schedule A filings for 17 distinct plan sponsors in 9 states.
Who are Cetera Financial Specialists LLC's largest employer clients?
By plan participants, the largest include Nppg Plan Professionals, LLC (15,967 participants), Cottingham Management LLC (5,077 participants) and Hartford Healthcare Corporation (4,589 participants).
How much does Cetera Financial Specialists LLC earn in commissions?
Insurers reported $620,464 in broker commissions and $3,521 in fees paid to Cetera Financial Specialists LLC for plan year 2025, per Schedule A Part 1.
Where is Cetera Financial Specialists LLC located?
Cetera Financial Specialists LLC is based in Schaumburg, IL and has employer clients in 9 states.

Source: Fundz verified event record.

Employer clients

Plan sponsors naming Cetera Financial Specialists LLC on a Form 5500 Schedule A, largest first. Sponsor name, state, participant count and plan year end come directly from the filing.

EmployerStateParticipantsPlan year end
Nppg Plan Professionals, LLCNJ15,9672025-12-31
Cottingham Management LLCOH5,0772025-12-31
Hartford Healthcare CorporationCT4,5892024-12-31
14 more employer clients are on this firm's record, with the month each plan comes up again. See the full client list

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Form 5500 Schedule A Part 1 (broker of record), 2024 to 2025 plan years. Source: U.S. Department of Labor EFAST2. Commission and fee figures are as reported by the plan's insurer on Schedule A Part 1 and are not adjusted.